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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
10/12/2021 Commodity Futures Trading Commission Management and Performance Challenges Facing the Commodity Futures Trading Commission FY 2021 Top Management Challenges Agency-Wide
10/05/2021 Commodity Futures Trading Commission Performance Audit: CFTC’s Compliance with the Digital Accountability and Transparency Act (DATA Act) of 2014 (FY 2021 Quarter II) Audit Agency-Wide
06/10/2021 Commodity Futures Trading Commission Semiannual Report to Congress Semiannual Report Agency-Wide
01/11/2021 Commodity Futures Trading Commission Inspection and Evaluation of CFTC’s Compliance with E.O. 13950, Combating Race and Sex Stereotyping (September 22, 2020) (CFTC OIG 2021-IE-1) Inspection / Evaluation Agency-Wide
12/11/2020 Commodity Futures Trading Commission Semiannual Report to Congress April 1, 2020 –September 30, 2020 Semiannual Report Agency-Wide
11/24/2020 Commodity Futures Trading Commission Audit of the CFTC Customer Protection Fund Financial Statements (Fiscal Year 2020) Audit Agency-Wide
10/29/2020 Commodity Futures Trading Commission CPF Audit of the CFTC Customer Protection Fund Financial Statements (Fiscal Year-2020) Audit Agency-Wide
10/28/2020 Commodity Futures Trading Commission Management Challenges- Fiscal Year 2020 Audit Agency-Wide
09/18/2020 Commodity Futures Trading Commission CFTC’s Policies and Procedures Regarding Oversight of Cybersecurity Safeguards by Registered Entities Audit Agency-Wide
06/05/2020 Commodity Futures Trading Commission Transmittal Letter for OIG Semi-Annual Report to Congress ending March 31,2020 Semiannual Report Agency-Wide

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